Yes. You must provide with your completed claim form documentation of (a) the number of shares you held as of the opening of trading on October 16, 2015 if any; (b) all purchases and sales of GE common stock between October 16, 2015 through and including January 16, 2018; and (c) the number of shares you held as of April 16, 2018, if any. Please be sure the documentation confirms the details provided in your claim form.
All documentation must include adequate identifying information (i.e., your name and account number must appear on all documentation submitted). Handwritten modifications to the documentation or self-generated schedules or statements will not be accepted. Please do not send the originals of your supporting documentation; be sure to provide copies. Documentation should list the security, type of transaction, date of transaction, number of shares, and total amount of the transaction.
The types of documents that should be submitted to support your claim include:
- monthly brokerage or other investment account statements;
- trade confirmation slips; or
- a signed letter from your broker on firm letterhead verifying the information you have provided in the claim form.
If you do not submit documents with your claim form to verify your holdings and transactions in GE common stock during the Relevant Period, we will be unable to validate your claim. Notices detailing any deficiencies in your claim will be mailed at a later date and you will have an opportunity to submit additional supporting documentation at that time.